Amal D Gawle

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2024
  Pruco Securities Llc
  Mt. Pleasant, SC
• 06/2009 → Present
  The Prudential Insurance Company Of America
  Mt. Pleasant, SC
• 11/2024 → Present
  Lpl Enterprise, Llc
  Mt. Pleasant, SC

Previous Registrations

• 2017-08-28 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Patchogue, NY
  Mt. Pleasant, SC
  Melville, NY
  Greenville, NC
  Mt. Pleasant, SC

Other Businesses

1. 11/14/2024 - NOVA Capital Advisors, LLC - DBA for LPL Business (entity for LPL business) - Mount Pleasant, SC - INV REL - Start Date 02/27/2017 - 160hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2008-02-15

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Amal Gawle