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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

4245 Kemp Blvd Ste 100, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wichita Falls TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Wichita Falls TX 02/2010 Present
  • 10/2012 → Present
    Wichita Falls, TX
  • 02/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Wichita Falls, TX
Previous Registrations
  • 2010-02-26 → 2012-10-01
    Chase Investment Services Corp.
    Wichita Falls, TX
    Wichita Falls, TX
  • 2007-07-26 → 2010-02-17
    St. Louis, MO
    Southlake, TX
    North Richland Hills, TX
    Mansfield, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-24
S63 Uniform Securities Agent State Law Examination 2001-08-31
  • S66 Uniform Combined State Law Examination
    2007-07-24
  • S63 Uniform Securities Agent State Law Examination
    2001-08-31
Other Names
  • Chad Eric Hawkins

View on SEC IAPD

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