Usman Bajwa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 11/2011 → Present
  Bank Of America, N.A.
  Walnut Creek, CA

Previous Registrations

• 2009-09-18 → 2010-03-12
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 2008-10-13 → 2009-05-13
  Ubs Financial Services Inc.
  Walnut Creek, CA

Other Businesses

I*107310 For profit or not for profit: For-Profit Organization Name of outside business organization: Bajwa Restaurant Group Investment related: N Address of business: Danville, California 94506 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 7/14/2017 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Operating Restaurants

Exams

• S66 Uniform Combined State Law Examination
  2008-10-11

Other Names

• Mani Atta Bajwa
• Usman Atta Bajwa
• Usman A Bajwa