Mary K Booth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-04-29
TX	RA	APPROVED	2014-04-28

NC RA
APPROVED

Since 2014-04-29
TX RA
APPROVED

Since 2014-04-28

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	09/2008	Present
Bank Of America, N.A.	Charlotte	NC	05/2023	Present

09/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2023 → Present

Bank Of America, N.A.

Charlotte, NC

Other Businesses

I*, Entity Type Fiduciary, Name of OBA: GB Address: Cary, North Carolina, 27519 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 23-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-17

S66 Uniform Combined State Law Examination

2014-04-17

View on SEC IAPD

Employer firm

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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