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Jace Jeremy Roach

Ameriprise Financial Services, LLC

Coon Rapids, MN

Woodbury, MN

CRD 5461730

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
MN RA APPROVED 2019-08-16
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • MN RA
    APPROVED
    Since 2019-08-16

Branch Locations

3200 Main Street Nw Suite 300, Coon Rapids, MN 55448 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walton International Group (Usa), Inc. Scottsdale AZ 12/2007 02/2017
Walton Securities, Inc. Scottsdale AZ 12/2007 02/2017
Triton Pacific Securities Los Angeles CA 08/2017 05/2018
Unemployed The Colony TX 02/2017 08/2017
Ameriprise Financial Services, Inc. Coon Rapids MN 08/2019 03/2020
Unemployed The Colony TX 06/2018 08/2019
Ameriprise Financial Services, Llc Coon Rapids MN 03/2020 Present
  • 12/2007 → 02/2017
    Walton International Group (Usa), Inc.
    Scottsdale, AZ
  • 12/2007 → 02/2017
    Walton Securities, Inc.
    Scottsdale, AZ
  • 08/2017 → 05/2018
    Triton Pacific Securities
    Los Angeles, CA
  • 02/2017 → 08/2017
    Unemployed
    The Colony, TX
  • 08/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Coon Rapids, MN
  • 06/2018 → 08/2019
    Unemployed
    The Colony, TX
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Coon Rapids, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-28
S63 Uniform Securities Agent State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2018-07-28
  • S63 Uniform Securities Agent State Law Examination
    2008-01-25
Other Names
  • Jace Jeremy Roach
  • Jace Roach

View on SEC IAPD

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