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Jason Hudgins Montgomery

Wells Fargo Clearing Services, LLC

Richmond, VA

Midlothian, VA

Midlothian, VA

CRD 4154348

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-19
VA RA APPROVED 2012-07-09
  • TX RA
    APPROVED_RES
    Since 2014-08-19
  • VA RA
    APPROVED
    Since 2012-07-09

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

164 Schofield Dr, Midlothian, VA 23113 • United States

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 07/2012 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
Previous Registrations
  • 2008-10-17 → 2012-07-11
    Truist Investment Services, Inc.
    Mechanicsville, VA
    Richmond, VA
    Glen Allen, VA
    Richmond, VA
    Midlothian, VA
Other Businesses

RENTAL PROPERTY; INV. RELATED; KILL DVIL HILLS, NC; CO-OWNER; BEACH HOUSE RENTAL; START DATE 9/1/2016; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 2000-05-23
  • S65 Uniform Investment Adviser Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    2000-05-23

View on SEC IAPD

Nearby Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC

Nearby Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO

Nearby Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA

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