Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-01-04 |
| CA | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED | 2017-07-24 |
Branch Locations
1901 Avenue Of The Stars Suite 1400, Century City, CA 90067-6089 • United States
Santa Monica, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Century City | CA | 03/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-07 |
Reach out to this advisor