Dax Werner Weindorf

Employer firm

Waterloo Capital CRD 133705

$2.26B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2011 → 11/2023
  Equitable Advisors, Llc
  New York, NY
• 11/2023 → Present
  Waterloo Capital
  Austin, TX
• 12/2023 → Present
  Lighthouse Financial
  Rogers, AR
• 12/2023 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2011-06-13 → 2023-11-21
  Equitable Advisors, Llc
  Rogers, AR
• 2008-02-20 → 2011-06-14
  Edward Jones
  Bentonville, AR
  Rogers, AR
  Rogers, AR
  El Dorado, AR
  St Louis, MO

Other Businesses

1.) 4W CONSULTING - 5/1/2023 - 3614 W Southern Hills Blvd, Suite 102, Rogers, AR 72758 - Owner, Financial Advisor, Invt Rel, S Corp for financial planning revenue, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) LIGHTHOUSE FINANCIAL - 12/1/2023 - 3614 W Southern Hills Blvd, Suite 102, Rogers, AR 72758 - Financial Advisor, Sales, Invt Rel, Financial services, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) WATERLOO CAPITAL - 11/10/2023 - 2700 Via Fortuna, Suite 100, Austin, TX 78746 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) Insuance Licensed. 5.) THE LEADERS GROUP Broker Dealer Registered Representative Since 12/2023 Investment Related 6) 4W Farms Farming/recreational land development Owner/partner since 05/2026 not investment related

Exams

• S66 Uniform Combined State Law Examination
  2008-02-08

Other Names

• Dax Werner Weindorf
• Dax Werner Weindorf
• Dax Weindorf
• Dax Werner Weindorf