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600 Travis Suite 5900, Houston, TX 77002-3003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-25 |
Branch Locations
5950 Sherry Lane Suite 470, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 09/2015 | 02/2017 |
| Fly Holdings Llc | Dallas | TX | 11/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2015 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 04/2017 | 04/2018 |
| Sanders Morris Harris | Dallas | TX | 03/2020 | Present |
1.For profit or not for profit: For-Profit Organization Name of outside business organization: FLY Holdings LLC Investment related: N Address of business: Dallas, Texas 75219 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 11/4/2013 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Founder of a Men's Grooming called FLY 2. For profit or not for profit: For-Profit Organization Name of outside business organization: Corknsligo Holdings LLC Investment related: N Address of business: Dallas, Texas 75219 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 9/15/2014 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC owns a commercial warehouse. I manage communications between partners. 3. For profit or not for profit: For-Profit Organization Name of outside business organization: CANTEEN SPIRITS Investment related: N Address of business: AUSTIN TX Nature of business: READY TO DRINK BRAND Position, title, association: LIMITED PARTNER Start date of relationship: 4/20 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: LIMITED PARTNER/INVESTOR 4.For profit or not for profit: For-Profit Organization Name of outside business organization: TREATY OAKS DISTILLERY Investment related: N Address of business: DRIPPING SPRINGS TX Nature of business: DISTILLERY Position, title, association: LIMITED PARTNER Start date of relationship: 4/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: LIMITED PARTNER/INVESTOR 5.For profit or not for profit: For-Profit Organization Name of outside business organization: TEXAS REAL ESTATE FRIENDS Investment related: N Address of business: DOVER, DE Nature of business: COMMERCIAL REAL ESTATE INVESTMENT Position, title, association: MEMBER Start date of relationship: 6/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: MEMBER/OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-03 |
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