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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-08 |
| AL | RA | APPROVED | 2023-01-23 |
Branch Locations
4 Sanctuary Cove Ste 200, Dadeville, AL 36853 • United States
2700 Corporate Dr Ste 200, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Birmingham | AL | 12/2015 | 05/2019 |
| First Protective | Birmingham | AL | 09/2015 | 05/2019 |
| Lincoln Financial Advisors | Birmingham | AL | 05/2019 | 01/2023 |
| Lpl Financial Llc | Birmingham | AL | 01/2023 | Present |
1) 1/19/2023- Dunnevant Valley Holdings, LLC- Real Estate Rental- Owner- inv. related- Birmingham, AL- start date 12/2/2021- 2hrs/mth 2) 1/19/2023- Pac Properties, LLC- Real Estate Rental- Owner- inv. related- Birmingham, AL- start date 6/1/2017- 5hrs/mth 3) 1/19/2023- EJ Wealth Management- Non-Variable Insurance- Fixed Insurance Products- inv. related- At Reported Business Location(s) - start date 10/1/2015- 160hrs/mth 4) 1/19/2023- Legacy Advisory Group- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start date: 10/01/2015 - 160 hours per month/ 8 hrs during trading 5) 03/15/2024 - 360 Financial Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/18/2023 - 2 Hours Per Month/ 1 Hour During Trading 6) 08/01/2025 - Dunnavant Valley Holdings, LLC - Other - Residential Construction Speculative Hom - Not Inv Rel - Home based - Start date 09/01/2025 - 5 hours per month/ 1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-09 |
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