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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-08
AL RA APPROVED 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2023-02-08
  • AL RA
    APPROVED
    Since 2023-01-23

Branch Locations

4 Sanctuary Cove Ste 200, Dadeville, AL 36853 • United States

2700 Corporate Dr Ste 200, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. Birmingham AL 12/2015 05/2019
First Protective Birmingham AL 09/2015 05/2019
Lincoln Financial Advisors Birmingham AL 05/2019 01/2023
Lpl Financial Llc Birmingham AL 01/2023 Present
  • 12/2015 → 05/2019
    Proequities, Inc.
    Birmingham, AL
  • 09/2015 → 05/2019
    First Protective
    Birmingham, AL
  • 05/2019 → 01/2023
    Lincoln Financial Advisors
    Birmingham, AL
  • 01/2023 → Present
    Birmingham, AL
Previous Registrations
  • 2019-05-17 → 2023-01-20
    Osaic Fa, Inc.
    Birmingham, AL
    Birmingham, AL
    Fort Wayne, IN
  • 2015-12-04 → 2019-05-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2011-07-26 → 2015-09-23
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

1) 1/19/2023- Dunnevant Valley Holdings, LLC- Real Estate Rental- Owner- inv. related- Birmingham, AL- start date 12/2/2021- 2hrs/mth 2) 1/19/2023- Pac Properties, LLC- Real Estate Rental- Owner- inv. related- Birmingham, AL- start date 6/1/2017- 5hrs/mth 3) 1/19/2023- EJ Wealth Management- Non-Variable Insurance- Fixed Insurance Products- inv. related- At Reported Business Location(s) - start date 10/1/2015- 160hrs/mth 4) 1/19/2023- Legacy Advisory Group- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start date: 10/01/2015 - 160 hours per month/ 8 hrs during trading 5) 03/15/2024 - 360 Financial Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/18/2023 - 2 Hours Per Month/ 1 Hour During Trading 6) 08/01/2025 - Dunnavant Valley Holdings, LLC - Other - Residential Construction Speculative Hom - Not Inv Rel - Home based - Start date 09/01/2025 - 5 hours per month/ 1hr during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-12
S63 Uniform Securities Agent State Law Examination 2008-01-09
  • S65 Uniform Investment Adviser Law Examination
    2011-01-12
  • S63 Uniform Securities Agent State Law Examination
    2008-01-09
Other Names
  • Jeremy W Young

View on SEC IAPD

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