Steven D Scherer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 03/2024
  Ameriprise Financial Services, Inc.
  North Canton, OH
• 03/2024 → Present
  Lpl Financial Llc
  Hartville, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  North Canton, OH

Previous Registrations

• 2015-04-20 → 2024-03-18
  Ameriprise Financial Services, Llc
  North Canton, OH
• 2012-10-01 → 2015-04-29
  J.P. Morgan Securities Llc
  Warsaw, OH
  West Lafayette, OH
  Newcomerstown, OH
• 2010-07-08 → 2012-10-01
  Chase Investment Services Corp.
  Newcomerstown, OH
  West Lafayette, OH
  Warsaw, OH
• 2009-01-21 → 2010-05-11
  Park Avenue Securities Llc
  Canton, OH

Other Businesses

1- 02/2024 / HSI Private Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s). 2- 02/2024 / Dover City Schools / Coach / Not Investment Related / 20 hrs mth / 0 hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2010-06-25