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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Canton | OH | 04/2015 | 03/2024 |
| Lpl Financial Llc | Hartville | OH | 03/2024 | Present |
| Ameriprise Financial Services, Llc | North Canton | OH | 03/2020 | Present |
1- 02/2024 / HSI Private Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s). 2- 02/2024 / Dover City Schools / Coach / Not Investment Related / 20 hrs mth / 0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-25 |
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