Wesley H. Lew

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Bellevue, WA

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Bellevue, WA
• 2005-09-02 → 2012-07-02
  First Allied Securities, Inc.
  Bellevue, WA
  Bellevue, WA
  Seattle, WA
  Orange, CA
• 2001-09-06 → 2005-08-29
  Morgan Stanley Dw Inc.
  Santa Ana, CA

Exams

• S66 Uniform Combined State Law Examination
  2000-10-26