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2534 Anthem Village Dr, Suite 100, Henderson, NV 89052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-02-07 |
Branch Locations
2534 Anthem Village Dr, Suite 100, Henderson, NV 89052 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Henderson | NV | 05/2011 | 04/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 05/2019 |
| Ek Riley Investments | Seattle | WA | 07/2019 | 10/2020 |
| Unemployed | Henderson | NV | 06/2019 | 06/2019 |
| Innovative Adviser Solutions, Llc | Seattle | WA | 11/2020 | 01/2023 |
| Diazo, Llc | Henderson | NV | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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