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Wade Barts

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

Fort Mill, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-25
NC RA APPROVED 2023-05-25
  • SC RA
    APPROVED
    Since 2024-06-25
  • NC RA
    APPROVED
    Since 2023-05-25

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing, Llc Charlotte NC 01/2015 Present
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 01/2015 → Present
    First Clearing, Llc
    Charlotte, NC
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2023-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21
Other Names
  • Wade Barts
  • Wade Curtis Barts

View on SEC IAPD

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