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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-02-12
  • FL RA
    APPROVED
    Since 2010-02-12

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Tavernier, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Miami FL 01/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2010 → Present
    Morgan Stanley Smith Barney
    Miami, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. RENTAL PROPERTY; INVESTMENT RELATED; TAVANEER/FL; TITLE: OWNER; START DATE: 04/2015; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. 2. ISLAND BROTHERS; INVESTMENT RELATED; TAVANEER/FL; RESTAURANT; TITLE: EMPLOYEE; START DATE: 02/1999; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-17
  • S66 Uniform Combined State Law Examination
    2000-08-17

View on SEC IAPD

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