Ali Catalina Salazar

Citigroup Global Markets Inc.

Thousand Oaks, CA

Simi Valley, CA

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-08-05

CA RA
APPROVED

Since 2020-08-05

Branch Locations

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Cwm Retail, Sales 33 North Moorpark Rd, Thousand Oaks, CA 91360 • United States

Citi Retail Banking 2860 Cochran St., Simi Valley, CA 93065 • United States

Cwm Retail, Sales 9051 Tampa Avenue, Northridge, CA 91324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Woodland Hill	CA	10/2017	08/2020
A C Stern Business Consulting	Thousand Oaks	CA	08/2016	09/2017
Citigroup Global Markets Inc.	Ventura	CA	08/2020	Present

10/2017 → 08/2020

Wells Fargo Clearing Services, Llc

Woodland Hill, CA
08/2016 → 09/2017

A C Stern Business Consulting

Thousand Oaks, CA
08/2020 → Present

Citigroup Global Markets Inc.

Ventura, CA

Previous Registrations

2017-10-10 → 2020-08-05

Wells Fargo Clearing Services, Llc

Woodland Hills, CA
2015-08-28 → 2016-07-14

Osaic Fa, Inc.

Westlake Village, CA
2015-06-01 → 2015-07-22

Seia

Los Angeles, CA
2012-10-01 → 2013-11-01

J.P. Morgan Securities Llc

San Fernando, CA

Simi Valley, CA

Simi Valley, CA

Northridge, CA

Mission Hills, CA
2012-09-12 → 2012-10-01

Chase Investment Services Corp.

San Fernando, CA
2008-10-24 → 2012-03-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-22

S66 Uniform Combined State Law Examination

2008-10-22

Other Names

Alma Stern
Alma Catalina Suarez
Alma Catalina Salazar
Alma Catalina Stern
Alma C Stern

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

THE WEALTH CONSULTING GROUP

THRIVE WISE WEALTH

CHARLES SCHWAB & CO., INC.

Other Investors

Todd Douglas Hauge

Farhad Kalanaki

Madhu sudan Sharma

Daniel Carvallo

Adam William Turek

Markus William Gamett

TROY DUKE ERWIN

Other Offices

EDWARD JONES · HENDERSON, NV

J.P. MORGAN SECURITIES LLC · HENDERSON, NV

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV

WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV

FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV

THE WEALTH CONSULTING GROUP · Henderson, NV

THRIVE WISE WEALTH · HENDERSON, NV

CHARLES SCHWAB & CO., INC. · Henderson, NV

More in Henderson, NV

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