Scott M Jacobsen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-12-21

FL RA
APPROVED

Since 2017-12-21

Branch Locations

1150 Assembly Dr. Ste 200, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northstar Bank	Tampa	FL	01/2009	10/2017
Lpl Financial, Llc	Tampa	FL	10/2017	Present
Seacoast Bank	Tampa	FL	10/2017	Present
Lpl Financial, Llc	Tampa	FL	02/2016	10/2017

01/2009 → 10/2017

Northstar Bank

Tampa, FL
10/2017 → Present

Lpl Financial, Llc

Tampa, FL
10/2017 → Present

Seacoast Bank

Tampa, FL
02/2016 → 10/2017

Lpl Financial, Llc

Tampa, FL

Previous Registrations

2015-09-23 → 2016-01-19

Lpl Financial Llc

Tampa, FL
2011-01-26 → 2015-07-10

Jhs Capital Advisors, Llc

Tampa, FL

Tampa, FL

Tampa, FL
2008-02-15 → 2009-01-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa

New York, NY

Other Businesses

1. 10/26/2017 - SEACOAST INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ TAMPA, FL 2. 10/26/2017 - SEACOAST NATIONAL BANK/ FINANCIAL INSTITUTION DUTY/ 100%/ TAMPA, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-08

S66 Uniform Combined State Law Examination

2008-02-08

View on SEC IAPD