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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-10-25 |
| TX | RA | APPROVED_RES | 2016-10-06 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Purchase | NY | 11/2007 | 09/2016 |
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 10/2016 | Present |
| Bank Of America, N.A. | Stamford | CT | 12/2016 | Present |
I*4643For profit or not for profit: For-Profit OrganizationName of outside business organization: Rental PropertyInvestment related: NAddress of business: Trumbull, CT 06611Nature of business: Rental PropertyPosition, title, association: Owner Start date of relationship: 06/29/2007Number of hours devoted: 1Number of hours devoted during trading hours: 0Duties: Owner I*112915For profit or not for profit: For-Profit OrganizationName of outside business organization: Pootatuck Yacht ClubInvestment related: NAddress of business: Stratford, Connecticut 6615Nature of business: CorporationPosition, title, association: Committee MemberStart date of relationship: 4/10/18Number of hours devoted: 2 hrs QtrlyNumber of hours devoted during trading hours: 0Duties: Private Yacht Club I will serve on the new committee to advise the board on our expense management. I*: 2122260Entity Type: CharitableName of OBA: Habitat for Humanity CFCAddress: Stratford, CT 06615Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 12/09/2024Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0Duties: building homes for the underserved population Member of the Board I*433361, Entity Type: Entity Charitable, Name of OBA: Catalyst CT, Address: Bridgeport, Connecticut, 06605, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 14-Jun-2023, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: RYASAP runs programs to help youth at risk, and underprivileged or economically disadvantaged youth and adults I*2483265, Entity Type: Entity Charitable, Name of OBA: Mozaic Senior Life, Address: Bridgeport, Connecticut, 06604, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 06/02/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Not-for-profit organization directed to the care and support of seniors and their loved ones in southern CT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-06 |
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