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Namrata C Shah

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-25
TX RA APPROVED 2020-09-25
  • CA RA
    APPROVED
    Since 2020-09-25
  • TX RA
    APPROVED
    Since 2020-09-25

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Lewisville TX 05/2008 08/2020
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 05/2008 08/2020
Frontier Investment Management Co. Dallas TX 08/2020 09/2020
Hightower Advisors, Llc Dallas TX 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-28
S63 Uniform Securities Agent State Law Examination 2008-06-27
  • S66 Uniform Combined State Law Examination
    2012-10-28
  • S63 Uniform Securities Agent State Law Examination
    2008-06-27
Other Names
  • Namrata Shailesh Sheth
  • Namrata Chintan Shah

View on SEC IAPD

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