Tami Lyn Tingey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-19
ID	RA	APPROVED	2018-04-05
UT	RA	APPROVED	2015-02-27

TX RA
APPROVED_RES

Since 2019-02-19
ID RA
APPROVED

Since 2018-04-05
UT RA
APPROVED

Since 2015-02-27

Branch Locations

Bountiful, UT • United States

One South Main Street, Salt Lake City, UT 84133 • United States

800 W Main Street, Ste 100, Boise, ID 83702 • United States

6176 B Eagle Rd, Boise, ID 83713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Salt Lake City	UT	02/2015	Present
Zions Bank	Salt Lake City	UT	02/2015	Present

02/2015 → Present

Lpl Financial, Llc

Salt Lake City, UT
02/2015 → Present

Zions Bank

Salt Lake City, UT

Previous Registrations

2014-07-15 → 2015-02-27

Zions Capital Advisors, Inc.

Salt Lake City, UT

Salt Lake City, UT

Other Businesses

1. 02/27/2015-ZIONS WEALTH ADVISORS/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/PROVO,UT. 2. 8/14/2017 - Zions Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 09/07/2012 - 10 Hours Per Month/8 Hours During Securities Trading. 3. 2/6/2019 - Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 2/6/2019 - NB|AZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 2/6/2019 - Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 2/6/2019 - CB&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 1/10/2022 - NSB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2021 - 5 Hours Per Month During Securities Trading. 8. 07/06/2022 - No Business Name - Investment Related - Home Based and Salt Lake City, UT 84111 - Real Estate Rental - Start Date: 06/01/2022 - 1 Hour Per Month/0 Hour During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-03-22
S65	Uniform Investment Adviser Law Examination	2014-07-14

S63 Uniform Securities Agent State Law Examination

2017-03-22
S65 Uniform Investment Adviser Law Examination

2014-07-14

View on SEC IAPD