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Huy Duc Lam

Hightower Advisors, LLC

San Francisco, CA

CRD 5459111

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-20
CA RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2020-02-11

Branch Locations

455 Market Street Suite 1250, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schultz Collins, Inc. San Francisco CA 06/2007 02/2020
Hightower Advisors Llc San Francisco CA 02/2020 Present
  • 06/2007 → 02/2020
    Schultz Collins, Inc.
    San Francisco, CA
  • 02/2020 → Present
    Hightower Advisors Llc
    San Francisco, CA
Previous Registrations
  • 2018-10-02 → 2020-03-31
    Schultz Collins
    San Francisco, CA
Designations
  • Chartered Financial Analyst
Other Names
  • Duc Huy Lam

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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