Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 5458897
Ashton Thomas Securities, LLC CRD 16629
$1.86B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-16 |
| CA | RA | APPROVED | 2026-01-15 |
| NJ | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED_RES | 2024-03-13 |
| CT | RA | APPROVED | 2024-03-12 |
| NY | RA | APPROVED | 2024-03-11 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
10 E 53Rd Street Suite 1400, New York, NY 10022 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-13 |
| CT | RA | APPROVED | 2024-03-12 |
| NY | RA | APPROVED | 2024-03-11 |
Branch Locations
10 E 53Rd St Suite 1400, New York, NY 10022 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 09/2008 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | 03/2024 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 03/2024 | Present |
| Ashton Thomas Securities, Llc | New York | NY | 03/2024 | Present |
| Ashton Thomas Securities, Llc | New York | NY | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
Reach out to this advisor