Michael Kristopher Jones

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-05-01

NC RA
APPROVED

Since 2024-05-01

Branch Locations

4720 Piedmont Row Drive Ste. 200, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Cleveland	OH	04/2015	03/2018
Pnc Investments	Charlotte	NC	04/2018	Present

04/2015 → 03/2018

Pnc Investments

Cleveland, OH
04/2018 → Present

Pnc Investments

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-07
S63	Uniform Securities Agent State Law Examination	2011-04-07

S65 Uniform Investment Adviser Law Examination

2012-11-07
S63 Uniform Securities Agent State Law Examination

2011-04-07

View on SEC IAPD