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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-10-24 |
Branch Locations
2002 South Glenburnie Road Ste 4D, New Bern, NC 28562 • United States
9870 Research Drive, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | New Bern | NC | 10/2014 | 03/2020 |
| Cooper Financial Group | New Bern | NC | 10/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | Present |
1) CROSS FINANCIAL INVESTMENTS, 1963 HWY 306 N, Grantsboro NC 28529, United States, 09/2022, Owner, Insurance/Benefits/Human Resources, NIR, HR/MO: 0, HR/MO TRADING: 0 2) COOPER MCMANUS, 1963 HWY 306 N, GRANTSBORO, NC, 09/2022, OWNER, RIA, INV REL, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
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