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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-14
TX RA APPROVED_RES 2023-07-14
  • MD RA
    APPROVED
    Since 2023-07-14
  • TX RA
    APPROVED_RES
    Since 2023-07-14

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Cockeysville MD 10/2012 03/2020
Wells Fargo Clearing Services, Llc Cockeysville MD 11/2016 03/2020
Jp Morgan Securities, Llc Baltimore MD 03/2020 07/2023
Jpmorgan Chase Bank, N.A. Baltimore MD 03/2020 07/2023
Berry Family Sales And Services, Llc Rosedale MD 08/2013 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 07/2023 Present
Bank Of America, N.A. Columbia MD 08/2023 Present
Previous Registrations
  • 2020-04-15 → 2023-07-15
    Silver Spring, MD
    Bowie, MD
    Baltimore, MD
    Stratford, CT
    Baltimore, MD
    Silver Spring, MD
    Bethesda, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Bowie, MD
    Laurel, MD
    Towson, MD
    Nottingham, MD
  • 2012-11-09 → 2020-03-12
    Cockeysville, MD
    Columbia, MD
    Baltimore, MD
    Linthicum, MD
    Baltimore, MD
    Baltimore, MD
    Columbia, MD
  • 2011-06-28 → 2012-07-05
    Cary, NC
Other Businesses

I*1405255 For profit or not for profit: Entity For Profit Name of outside business organization: Berry Family Sales and Services LLC Investment related: N Address of business: Rosedale, Maryland, 21237, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/24/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental Property so I perform maintenance on the properties occasionally but no time commitment to this business, just collecting income from renters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
S63 Uniform Securities Agent State Law Examination 2009-04-03
  • S66 Uniform Combined State Law Examination
    2011-09-16
  • S63 Uniform Securities Agent State Law Examination
    2009-04-03
Other Names
  • Joshua Berry
  • Joshua R Berry
  • Josh R Berry
  • Joshua Rashad Berry
  • Joshua Rashad Berry
  • Joshua R. Berry

View on SEC IAPD

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