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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-21
TX RA APPROVED_RES 2017-05-26
PA RA APPROVED 2014-10-10
  • NY RA
    APPROVED
    Since 2022-07-21
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • PA RA
    APPROVED
    Since 2014-10-10

Branch Locations

One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States

101 South Centre Street, Pottsville, PA 17901 • United States

Binghamton, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc Pottsville PA 09/2014 Present
Previous Registrations
Other Businesses

1.RENTAL PROPERTY, DICKSTEIN AND LYONS LLC, 15 HAWLEY STREET, BINGHAMTON, NY 13901, I AM 25% OWNER AND SPEND ABOUT AN HOUR A MONTH OR LESS ON IT. PERSONAL CASH INVESTMENT PROPERTY. DATE ACQUIRED ON OR ABOUT OCT 15, 2016 2.RENTAL PROPERTY MANAGED BY THE LLC (BCPROPPARTNERS LLC) 50% OWNER - 2HOURS A MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-21
S66 Uniform Combined State Law Examination 2008-02-15
  • S65 Uniform Investment Adviser Law Examination
    2022-07-21
  • S66 Uniform Combined State Law Examination
    2008-02-15

View on SEC IAPD

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