Adam Wade Deal

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 01/2019
  Bb&T Bank
  Washington, DC
• 01/2018 → 02/2021
  Bb&T Securities, Llc
  Richmond, VA
• 02/2021 → 01/2022
  Truist Investment Services, Inc.
  Washington, DC
• 02/2021 → 01/2022
  Truist Advisory Services, Inc.
  Atlanta, GA
• 01/2022 → Present
  Rockefeller Financial Llc
  Bethesda, MD
• 11/2025 → Present
  Rockefeller Capital Management
  Bethesda, MD

Previous Registrations

• 2021-02-17 → 2021-11-15
  Truist Advisory Services, Inc.
  Atlanta, GA
  Washington, DC
• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Washington, DC
  Richmond, VA
  Washington, DC
• 2011-01-18 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Falls Church, VA
  Washington, DC
• 2007-11-28 → 2010-11-10
  Bb&T Asset Management, Inc.
  Raleigh, NC

Other Businesses

Name of Business: DNA Holdings LLC Address: Bethesda, MD Position: Member Nature: Investment Holding LLC/Company Start Date: 02/11/2021 Investment Related: No Number of Hours: 0 Securities Trading Hours: 0 Description: Personal contributions of capital by the LLC members to make passive investments.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-05-24
• S65 Uniform Investment Adviser Law Examination
  2007-11-20