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Icapital, LLC CRD 122816
$1.45B regulatory AUM 220 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
62 Plympton Street, Boston, MA 02118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2022-03-24 |
| TX | RA | APPROVED_RES | 2021-04-20 |
| MA | RA | APPROVED | 2020-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Boston | MA | 10/2012 | 09/2020 |
| Wells Fargo Funds Management, Llc | Boston | MA | 10/2012 | 09/2020 |
| Icapital, Llc | Boston | MA | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-02 |
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