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Ryan D Rutherford

Icapital, LLC

Boston, MA

Boston, MA

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Current Employers
Icapital, Llc

62 Plympton Street, Boston, MA 02118 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-03-24
TX RA APPROVED_RES 2021-04-20
MA RA APPROVED 2020-11-30
  • NH RA
    APPROVED
    Since 2022-03-24
  • TX RA
    APPROVED_RES
    Since 2021-04-20
  • MA RA
    APPROVED
    Since 2020-11-30

Branch Locations

62 Plympton Street, Boston, MA 02118 • United States

62 Plympton Street, Boston, MA 02118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Boston MA 10/2012 09/2020
Wells Fargo Funds Management, Llc Boston MA 10/2012 09/2020
Icapital, Llc Boston MA 09/2020 Present
  • 10/2012 → 09/2020
    Wells Fargo Funds Distributor, Llc
    Boston, MA
  • 10/2012 → 09/2020
    Wells Fargo Funds Management, Llc
    Boston, MA
  • 09/2020 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-22
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S65 Uniform Investment Adviser Law Examination
    2014-04-22
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02

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