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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-05-21
  • MN RA
    APPROVED
    Since 2020-05-21

Branch Locations

150 South Fifth Street Suite 2858, Minneapolis, MN 55402 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Invesment Management Inc North Oaks MN 11/2007 06/2020
Thrivent Financial For Lutherans Appleton WI 12/2007 05/2020
Thrivent Advisor Network Dba Tm3 Wealth Minneapolis MN 06/2020 Present
Purshe Kaplan Sterling Investments, Inc. North Oaks MN 05/2020 06/2020
Thrivent Investment Management Inc Minneapolis MN 08/2024 Present
  • 11/2007 → 06/2020
    Thrivent Invesment Management Inc
    North Oaks, MN
  • 12/2007 → 05/2020
    Thrivent Financial For Lutherans
    Appleton, WI
  • 06/2020 → Present
    Thrivent Advisor Network Dba Tm3 Wealth
    Minneapolis, MN
  • 05/2020 → 06/2020
    Purshe Kaplan Sterling Investments, Inc.
    North Oaks, MN
  • 08/2024 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

THRIVENT ADVISOR NETWORK, LLC DBA TM3 WEALTH POSITION: Owner/Wealth Advisor NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 01/01/2021 ADDRESS: 150 S. 5th St., Ste 2858, Minneapolis MN 55402, United States DESCRIPTION: Provide investment advisory services to retail clients FIXED INSURANCE SALES POSITION: Insurance Producer/Agent NATURE: selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2021 ADDRESS: 150 S. 5th St, Ste 2858, Minneapolis MN 55129, United States DESCRIPTION: Selling/servicing fixed insurance contracts TAYLORMADE FINANCIAL LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/09/2020 ADDRESS: 150 S 5th St, Ste 2858, Minneapolis MN 55402, United States DESCRIPTION: Bookkeeping, paying bills/payroll, managing employees, business operations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-30
  • S66 Uniform Combined State Law Examination
    2008-01-30
Other Names
  • Nicholas Ashford Taylor

View on SEC IAPD

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