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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-05-21 |
Branch Locations
150 South Fifth Street Suite 2858, Minneapolis, MN 55402 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Invesment Management Inc | North Oaks | MN | 11/2007 | 06/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 12/2007 | 05/2020 |
| Thrivent Advisor Network Dba Tm3 Wealth | Minneapolis | MN | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | North Oaks | MN | 05/2020 | 06/2020 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2024 | Present |
THRIVENT ADVISOR NETWORK, LLC DBA TM3 WEALTH POSITION: Owner/Wealth Advisor NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 01/01/2021 ADDRESS: 150 S. 5th St., Ste 2858, Minneapolis MN 55402, United States DESCRIPTION: Provide investment advisory services to retail clients FIXED INSURANCE SALES POSITION: Insurance Producer/Agent NATURE: selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2021 ADDRESS: 150 S. 5th St, Ste 2858, Minneapolis MN 55129, United States DESCRIPTION: Selling/servicing fixed insurance contracts TAYLORMADE FINANCIAL LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/09/2020 ADDRESS: 150 S 5th St, Ste 2858, Minneapolis MN 55402, United States DESCRIPTION: Bookkeeping, paying bills/payroll, managing employees, business operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-30 |
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