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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-27 |
| CT | RA | APPROVED | 2015-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brookline | MA | 02/2015 | Present |
| Bank Of America, N.A. | Brookline | MA | 02/2015 | Present |
BOSTON BRUINS; NOT INVESTMENT-RELATED; 100 LEGENDS WAY BOSTON, MA 02114; EVENT MARKETING; GAME NIGHT STAFF; 10/06; 20 HRS; 0 DURING SECURITIES TRADING HOURS; GAME DAY MANAGEMENT OF VOLUNTEERS FOR BRUINS FOUNDATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-30 |
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