Best Investors Account Sign in

Nicole H Leffingwell

Pfs Investments Inc.

Salinas, CA

Claim This Profile
Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-31
  • CA RA
    APPROVED
    Since 2019-10-31

Branch Locations

1582 Moffett St Ste A, Salinas, CA 93905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Salinas CA 03/2007 Present
Pfs Investments Inc. Salinas CA 03/2008 Present
Wholesale Solar Mt. Shasta CA 01/2017 05/2017
My Shasta Massage Mt. Shasta CA 12/2017 12/2020
Unemployed Mt. Shasta CA 06/2017 12/2017
Rieth Admin Notary Mt. Shasta CA 05/2018 07/2023
Siskiyou Outdoor Recreation Alliance Mt. Shasta CA 01/2020 03/2020
Mt Shasta Engineering Mt. Shasta CA 04/2020 03/2022
Rejuv At Work Palo Alto CA 09/2022 08/2024
  • 03/2007 → Present
    Primerica Financial Services
    Salinas, CA
  • 03/2008 → Present
    Salinas, CA
  • 01/2017 → 05/2017
    Wholesale Solar
    Mt. Shasta, CA
  • 12/2017 → 12/2020
    My Shasta Massage
    Mt. Shasta, CA
  • 06/2017 → 12/2017
    Unemployed
    Mt. Shasta, CA
  • 05/2018 → 07/2023
    Rieth Admin Notary
    Mt. Shasta, CA
  • 01/2020 → 03/2020
    Siskiyou Outdoor Recreation Alliance
    Mt. Shasta, CA
  • 04/2020 → 03/2022
    Mt Shasta Engineering
    Mt. Shasta, CA
  • 09/2022 → 08/2024
    Rejuv At Work
    Palo Alto, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Northgate Design, Inc., Not Investment Related, Weed, CA 96094, Office Manager, Corp Secretary/Ownership, 90 Hours Committed Per Month (4 Hour During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-06
S63 Uniform Securities Agent State Law Examination 2009-03-13
  • S65 Uniform Investment Adviser Law Examination
    2012-08-06
  • S63 Uniform Securities Agent State Law Examination
    2009-03-13
Other Names
  • Nicole H Rieth

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salinas, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor