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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-15 |
| MA | RA | APPROVED | 2025-05-01 |
Branch Locations
1 Mercantile St., Ste 530, Worcester, MA 01608 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Worcester | MA | 06/2009 | 01/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2021 |
| Voya Financial Advisors, Inc. | Worcester | OH | 01/2021 | 04/2021 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Advisors Llc | Rockville | MD | 04/2021 | 05/2025 |
| Mercantile Private Wealth Management, Inc. | Worcester | MA | 04/2022 | Present |
| Lpl Financial Llc | Worcester | MA | 05/2025 | Present |
1 - 05/2025 - Mercantile Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 1 Hour/Month - 1 Hour During Trading - At reported business location(s). 2 - 05/2025 - Paxton Little League - Non-Profit Board Member - Not Inv Related - 2 Hours/Month - 0 Hour During Trading - Paxton, MA - OBA Start Date: 11/04/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-17 |
| S66 | Uniform Combined State Law Examination | 2008-01-22 |
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