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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2012-11-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2012-11-07

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Buffalo NY 11/2008 Present
Previous Registrations
  • 2007-05-24 → 2008-12-01
    Morgan Stanley & Co. Llc
    Williamsville, NY
Other Businesses

1. BYC Foundation, The activities of the Board or Committee members of the BYC Foundation is to provide funding for Buffalo Yacht Club Education Committee. The Education Committee is tasked with running the Junior Sailing program and the new Buffalo-based high school, collegiate, women, and adult sailing programs, New YorkUnited States-14201, Working with the 9 Trustees and Board members to fulfill the objectives of the Foundation, start date-1/18/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20
Other Names
  • Eugene Denis Oneill
  • Eugene Denis Oneill
  • Eugene Denis O'NEill

View on SEC IAPD

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