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Gregory Michael Hoover

Cetera Investment Advisers LLC

Englewood, CO

CRD 5457426

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

Englewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 11/2014 01/2022
Bancwest Investment Services, Inc Centennial CO 01/2022 09/2023
Bank Of The West Centennial CO 01/2022 09/2023
Prosperity Network Of Advisors Overland Park KS 09/2023 Present
Cetera Advisors Llc St Cloud MN 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 11/2014 → 01/2022
    Cetera Advisors Llc
    Denver, CO
  • 01/2022 → 09/2023
    Bancwest Investment Services, Inc
    Centennial, CO
  • 01/2022 → 09/2023
    Bank Of The West
    Centennial, CO
  • 09/2023 → Present
    Prosperity Network Of Advisors
    Overland Park, KS
  • 09/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-01-05 → 2023-08-24
    Bancwest Investment Services, Inc.
    Centennial, CO
    Omaha, NE
  • 2014-12-01 → 2022-01-03
    Cetera Advisors Llc
    Greenwood Village, CO
    Greenwood Village, IL
    Greenwood Village, CO
    Red Bank, NJ
  • 2012-10-01 → 2014-11-24
    Columbus, OH
  • 2010-04-29 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
Other Businesses

1. NAME OF OTHER BUSINESS: PROSPERITY NETWORK OF ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2008-11-07

View on SEC IAPD

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