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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-08 |
| LA | RA | APPROVED | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | Metairie | LA | 03/2011 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | 12/2024 |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | 12/2024 |
| Hancock Whitney Bank | New Orleans | LA | 03/2011 | 12/2024 |
| First Horizon Advisors | Metairie | LA | 12/2024 | Present |
| Lpl Financial Llc | Metairie | LA | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/25/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-09 |
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