Hank K Shieh

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Houston, TX

Previous Registrations

• 2011-09-19 → 2012-10-01
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-15
• S63 Uniform Securities Agent State Law Examination
  2009-12-18

Other Names

• Hann Kai Shieh
• Hann K Shieh
• Hann-Kai Shieh
• Hank Shieh
• Hank Kai Shieh