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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-07
NJ RA APPROVED 2008-03-10
  • TX RA
    APPROVED
    Since 2008-11-07
  • NJ RA
    APPROVED
    Since 2008-03-10

Branch Locations

Belle Mead, NJ • United States

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 11/2007 Present
Bank Of America, N.A. Bridewater NJ 08/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
  • S66 Uniform Combined State Law Examination
    2008-03-06

View on SEC IAPD

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