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Betsy Ann Mullan

Mml Investors Services, LLC

Springfield, MA

Middletown, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Iselin NJ 06/2007 Present
Mml Investors Services, Llc Charlotte NC 03/2017 Present
Previous Registrations
  • 2015-03-06 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Highlands, NJ
    Aurora, IL
    Union, NJ
    Somerset, NJ
    Highlands, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-18
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S65 Uniform Investment Adviser Law Examination
    2015-02-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Other Names
  • Betsy Ann Hennessey
  • Betsy Ann Hennessey

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
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LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
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