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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-10-07
  • VA RA
    APPROVED
    Since 2015-10-07

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accounting/Cpa/Tax Preparaton Herndon VA 04/2011 Present
Northwest Financial Advisors Llc Herndon VA 08/2015 Present
Northwest Financial Group, Llc Herndon VA 08/2015 Present
Lpl Financial, Llc Herndon VA 08/2015 Present
Nw Insurance Agency Llc Herndon VA 05/2017 Present
  • 04/2011 → Present
    Accounting/Cpa/Tax Preparaton
    Herndon, VA
  • 08/2015 → Present
    Herndon, VA
  • 08/2015 → Present
    Northwest Financial Group, Llc
    Herndon, VA
  • 08/2015 → Present
    Lpl Financial, Llc
    Herndon, VA
  • 05/2017 → Present
    Nw Insurance Agency Llc
    Herndon, VA
Previous Registrations
Other Businesses

1. 10/15/2015 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 8/24/2015 - 128 Hours Per Month/Time Spent 80% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 08/2015. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/21/2016; NO BUSINESS NAME; Tax Prep/Accounting/CPA; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 03/20/07; preps tax returns, gathers tax info. for the firm RMTG, CPAs, helps review tax info; 16 HRS/MO; 1 HR DURING SECS TRADING HOURS. 3. 6/15/2017 - NW Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/11/2017 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 5. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 9/11/2015 - Compensation paid through this entity in internal records.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2007-12-21
Designations
Other Names
  • Jerry Guido
  • Gerald Edward Guido

View on SEC IAPD

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