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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-10-07 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Accounting/Cpa/Tax Preparaton | Herndon | VA | 04/2011 | Present |
| Northwest Financial Advisors Llc | Herndon | VA | 08/2015 | Present |
| Northwest Financial Group, Llc | Herndon | VA | 08/2015 | Present |
| Lpl Financial, Llc | Herndon | VA | 08/2015 | Present |
| Nw Insurance Agency Llc | Herndon | VA | 05/2017 | Present |
1. 10/15/2015 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 8/24/2015 - 128 Hours Per Month/Time Spent 80% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 08/2015. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 04/21/2016; NO BUSINESS NAME; Tax Prep/Accounting/CPA; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 03/20/07; preps tax returns, gathers tax info. for the firm RMTG, CPAs, helps review tax info; 16 HRS/MO; 1 HR DURING SECS TRADING HOURS. 3. 6/15/2017 - NW Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/11/2017 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 5. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 9/11/2015 - Compensation paid through this entity in internal records.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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