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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-06 |
| MI | RA | APPROVED | 2012-10-01 |
Branch Locations
13999 Lakeside Circle, Sterling Heights, MI 48313 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Sterling Heights | MI | 11/2007 | Present |
| J.P. Morgan Securities Llc | Sterling Heights | MI | 10/2012 | Present |
| Elle Homes Llc | Washington | MI | 06/2023 | Present |
Entity Name: Elle Homes LLC Investment related: No "Address: 7346 Sawgrass Dr, Washington, MI 48094" Nature of the other business: Construction Position/Title/Relationship: Owner/Partner Start Date: 06/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature of business: Residential home construction general contractor.My responsibilities: Oversee assignment of subcontracts for construction work. Similar to JPMC role or any connection to JPMC: No."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-18 |
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