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Emily Lane Seerden

LPl Financial LLC

Fort Mill, SC

Westerville, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-12
TX RA APPROVED 2021-10-08
  • OH RA
    APPROVED
    Since 2021-10-12
  • TX RA
    APPROVED
    Since 2021-10-08

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 10/2018
Jpmorgan Chase Bank, Na New York NY 07/2015 10/2018
Columbus Dance Centre Gahanna OH 07/2018 03/2020
Jp Morgan Securities Llc Colombus OH 10/2018 03/2020
Unemployed Westerville OH 03/2020 10/2021
Lpl Financial Llc Westerville OH 10/2021 Present
Previous Registrations
  • 2012-10-01 → 2020-03-20
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    Columbus, OH
    Columbus, OH
  • 2011-10-20 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-18
S63 Uniform Securities Agent State Law Examination 2008-01-16
  • S66 Uniform Combined State Law Examination
    2011-10-18
  • S63 Uniform Securities Agent State Law Examination
    2008-01-16
Other Names
  • Emily L Parnell
  • Emily L Parnell

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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