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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-08
TX RA APPROVED_RES 2022-09-12
FL RA APPROVED 2018-06-27
CT RA APPROVED 2012-10-01
  • SC RA
    APPROVED
    Since 2023-11-08
  • TX RA
    APPROVED_RES
    Since 2022-09-12
  • FL RA
    APPROVED
    Since 2018-06-27
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

5545 Sheridan Street, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hollywood FL 10/2012 Present
Jp Morgan Chase Bank N.A Jackson Heights NY 06/2012 06/2018
Jpmorgan Chase Bank, N.A. Hollywood FL 06/2018 Present
Hlcb Holding Llc Hollywood FL 07/2023 Present
  • 10/2012 → Present
    Hollywood, FL
  • 06/2012 → 06/2018
    Jp Morgan Chase Bank N.A
    Jackson Heights, NY
  • 06/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Hollywood, FL
  • 07/2023 → Present
    Hlcb Holding Llc
    Hollywood, FL
Previous Registrations
  • 2011-08-11 → 2012-10-01
    Chase Investment Services Corp.
    Elmhurst, NY
    Woodhaven, NY
    Corona, NY
    Corona, NY
    Corona, NY
    Corona, NY
    Jackson Heights, NY
    Jackson Heights, NY
Other Businesses

Entity Name: HLCB HOLDING LLC Investment related: Yes Address: Hollywood, Florida, 33019 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/03/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: THIS IS A REAL ESTATE HOLDING COMPANY AND IT DOES NOT HAVE ANYTHING SIMILAR TO MY ROLE IN JPMC. THIS IS REGARDING REAL ESTATE INVESTMENT PROPERTY OWNED INDIVIDUALLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-09
S63 Uniform Securities Agent State Law Examination 2008-02-12
  • S66 Uniform Combined State Law Examination
    2011-08-09
  • S63 Uniform Securities Agent State Law Examination
    2008-02-12

View on SEC IAPD

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