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Christopher Lee Smith

Edward Jones

Wausau, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-03
WI RA APPROVED 2020-07-06
  • TX RA
    APPROVED
    Since 2020-09-03
  • WI RA
    APPROVED
    Since 2020-07-06

Branch Locations

2600 Stewart Ave Ste 146, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kraftheinz Company Wausau WI 08/2017 04/2020
Edward Jones St Louis MO 05/2020 Present
Kraftheinz Company Champaign IL 11/2014 08/2017
  • 08/2017 → 04/2020
    Kraftheinz Company
    Wausau, WI
  • 05/2020 → Present
    Edward Jones
    St Louis, MO
  • 11/2014 → 08/2017
    Kraftheinz Company
    Champaign, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2008-01-28
Designations
Other Names
  • Chris L Smith

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wausau, WI
EDWARD JONES · WAUSAU, WI
EQUITABLE ADVISORS, LLC · WAUSAU, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wausau, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Wausau, WI
CETERA INVESTMENT ADVISERS LLC · Wausau, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wausau, WI
HOFF PRIVATE WEALTH · WAUSAU, WI

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