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Chris Michael Zabawski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-22
FL RA APPROVED 2016-01-13
  • TX RA
    APPROVED_RES
    Since 2016-01-22
  • FL RA
    APPROVED
    Since 2016-01-13

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 12/2015 Present
Previous Registrations
  • 2013-03-04 → 2015-12-08
    J.P. Morgan Securities Llc
    Sarasota, FL
    North Port, FL
    Port Charlotte, FL
    Englewood, FL
    Venice, FL
    North Port, FL
    Venice, FL
    Venice, FL
    Venice, FL
    North Port, FL
    Venice, FL
    Englewood, FL
    Port Charlotte, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-28
S63 Uniform Securities Agent State Law Examination 2007-12-19
  • S66 Uniform Combined State Law Examination
    2013-02-28
  • S63 Uniform Securities Agent State Law Examination
    2007-12-19
Other Names
  • Christopher Zabawski
  • Chris Zabawski
  • Chris Michael Zabawski
  • Christopher Michael Zabawski

View on SEC IAPD

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PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
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