Marcus Leung

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-08-09
CA	RA	APPROVED	2016-07-19

TX RA
APPROVED

Since 2016-08-09
CA RA
APPROVED

Since 2016-07-19

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	Pleasanton	CA	11/2007	Present
Mml Investors Services Inc	Pleasanton	CA	12/2007	Present

11/2007 → Present

Mass Mutual

Pleasanton, CA
12/2007 → Present

Mml Investors Services Inc

Pleasanton, CA

Other Businesses

NAME: MARCUS LEUNG INV REL: Y ADD: RESIDENTIAL NATURE: HAVE A HOUSE THAT I RECEIVE RENTAL INCOME FOR POSITION: LANDLORD START DATE: 9/22/2015 NO HRS/MO:0 NO HRS/MO DUR TRADING: 0 DUTIES: I HAVE A PROPERTY MANAGER. I APPROVE OR DISAPPROVE ANY SUGGESTIONS THEY MAKE FOR THE PROPERTY. TYPICALLY ON AN ANNUAL BASIS (2) NAME: MARCUS LEUNG INV REL: Y ADD: 6701 KOLL CENTER PARKWAY, SUITE 140 PLEASANTON CA 94566 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/01/2020 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-27
S63	Uniform Securities Agent State Law Examination	2008-04-02

S65 Uniform Investment Adviser Law Examination

2016-06-27
S63 Uniform Securities Agent State Law Examination

2008-04-02