Emily Winter

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Tell City, IN

Previous Registrations

• 2017-09-22 → 2023-09-01
  Osaic Services, Inc.
  Tell City, IN

Other Businesses

1. EMILY WINTER; NO; PO BOX 337 TELL CITY, IN 47586; INSURANCE; AGENT; 03/10/2008; 3; 3; INSURANCE SALES -DUTIES INCLUDE RESEARCH, QUOTING, PAPERWORK. 2. LEGACY FINANCIAL GROUP, INVESTMENT RELATED,SOLE PROPRIETORSHIP,1301 MAIN STREET PO BOX 337 TELL CITY IN 47586,OWNER,STARTED THIS ACTIVITY: 12/19/2008, 40 HR/MO, 40 HR/TD,CHANGING TO A DBA NAME. 3. LEGACY FINANCIAL GROUP POSITION: Agent NATURE: Insurance including fixed annuties and health insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2014 ADDRESS: PO Box 337, 1301 Main Street, Tell City IN 47586 DESCRIPTION: Helping clients find the best suitable insurance products to fit their needs, paperwork, research. 4. NOTARY POSITION: Notary NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 1301 Main Street, PO Box 337, Tell City IN 47586, United States DESCRIPTION: Notarize documents 5. AND-TRO WATER AUTHORITY POSITION: board member NATURE: Not for profit water authority INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 14100 Old State Road 37, PO Box 603, Tell City IN 47586, United States DESCRIPTION: Attend a monthly meeting on the 2nd Monday of the month. Discuss possibilities of water expansion areas in the rural community with other board members.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-20
• S63 Uniform Securities Agent State Law Examination
  2008-03-06

Other Names

• Emily Ann Winter