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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2013-01-14 |
Branch Locations
36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States
Chelmsford, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wellesley | MA | 01/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 03/2020 | Present |
Outside Employment; Array Services, LLC.; Being paid through LLC for work done at Ameriprise.; Manage advisory business; 36 Washington St, Ste 140, Wellesley, MA, 02481; Investment-Related; 01/11/2013; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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