Best Investors Account Sign in

Brock Aaron Carlin

Sunbelt Securities, Inc.

Houston, TX

Houston, TX

Beaumont, TX

Jasper, TX

Claim This Profile
Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-03
MD RA APPROVED 2024-08-27
VA RA APPROVED 2021-01-04
NM RA APPROVED 2020-10-16
TX RA APPROVED 2016-02-19
  • LA RA
    APPROVED
    Since 2024-09-03
  • MD RA
    APPROVED
    Since 2024-08-27
  • VA RA
    APPROVED
    Since 2021-01-04
  • NM RA
    APPROVED
    Since 2020-10-16
  • TX RA
    APPROVED
    Since 2016-02-19

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2615 Calder Street Suite 1070-B, Beaumont, TX 77702 • United States

835 South Wheeler St, Jasper, TX 75951 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunbelt Securities Inc Houston TX 02/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-14
  • S66 Uniform Combined State Law Examination
    2008-01-14
Other Names
  • Brock Carlin

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor