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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21

Branch Locations

460 E Swedesford Road Suite 2030, Wayne, PA 19087 • United States

Ardmore, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 02/2016 08/2017
Cetera Advisors Llc Denver CO 02/2016 08/2017
Cetera Investment Services Llc Saint Cloud MN 02/2016 08/2017
Cetera Financial Specialists Llc Schaumburg IL 02/2016 08/2017
Girard Securities, Inc. San Diego CA 02/2016 08/2017
Investors Capital Corp. Lynnfield MA 02/2016 11/2016
First Allied Securities, Inc. San Diego CA 02/2016 08/2017
Legend Equities Corporation Palm Beach Gardens FL 02/2016 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 02/2016 08/2017
Vsr Financial Services, Inc. Overland Park KS 02/2016 11/2016
Magis Financial Partners Horsham PA 08/2017 12/2017
Cetera Advisors Llc Denver CO 09/2017 Present
Magis Financial Partners Horsham PA 12/2017 Present
Vf Associates, Inc Elverson PA 03/2021 11/2021
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2016 → 08/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2016 → 08/2017
    Cetera Advisors Llc
    Denver, CO
  • 02/2016 → 08/2017
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2016 → 08/2017
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2016 → 08/2017
    Girard Securities, Inc.
    San Diego, CA
  • 02/2016 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 02/2016 → 08/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 02/2016 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 02/2016 → 08/2017
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 02/2016 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2017 → 12/2017
    Magis Financial Partners
    Horsham, PA
  • 09/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 12/2017 → Present
    Magis Financial Partners
    Horsham, PA
  • 03/2021 → 11/2021
    Vf Associates, Inc
    Elverson, PA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-12-05 → 2021-03-09
    Magis Financial Partners
    Elverson, PA
  • 2016-02-23 → 2017-08-11
    Cetera Wealth Services, Llc
    Havertown, PA
    El Segundo, CA
  • 2012-11-26 → 2016-02-03
    Brinker Capital Inc
    Berwyn, PA
  • 2012-02-22 → 2012-03-19
    Malvern, PA
    St. Louis, MO
  • 2008-06-12 → 2010-10-21
    Bala Cynwyd, PA
Other Businesses

1. DBA MAGIS FINANCIAL PARTNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2021, VP-FINANCIAL CONSULTANT, APX NUMBER OF HOURS PER WEEK: 35, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES THROUGH CETERA ADVISORS 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 12/2017, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2008-06-10

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