David P Lacroix

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 05/2018
  Ubs Financial Services Inc.
  Newport Beach, CA
• 05/2018 → 06/2024
  Securities America, Inc.
  Torrance, CA
• 05/2018 → 06/2024
  Securities America Advisors
  Torrance, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Torrance, CA

Previous Registrations

• 2018-05-11 → 2024-06-14
  Securities America Advisors, Inc.
  Torrance, CA
  Torrance, CA
• 2011-10-27 → 2018-05-22
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2008-03-24 → 2011-10-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA

Other Businesses

DBA: Lacroix Wealth Management LACROIX WEALTH MANAGEMENT, LLC POSITION: CEO/Financial Advisor NATURE: Licensed Insurance Agent, CA Lic# OG11552 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/10/2018 ADDRESS: 25500 Hawthorne Blvd., Suite 1160, Torrance CA 90505 DESCRIPTION: I am a licensed insurance agent and have the ability to sell various types of insurance and insurance related products. LACROIX WEALTH MANAGEMENT POSITION: Owner NATURE: Independent Financial Advisor providing investment advice and financial services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2018 ADDRESS: 25500 Hawthorne Blvd., Suite 1160, Torrance CA 90505 DESCRIPTION: Independent Financial Advisor providing investment advice and financial services.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-17

Other Names

• Dave Lacroix